Your 401(k) is a key part of your retirement savings so be sure not to leave a retirement account behind at an old employer. Take control and roll over a
401(k) or 403(b) account into an IRA and continue to grow your retirement savings tax deferred.

Need help? Call our Retirement Specialists at 877-464-0292 or send an email to retirement@ingdirect.com.

Transfer or roll over into a ShareBuilder IRA for investing in stocks, ETFs and Mutual Funds Roll over a 401(k) To transfer assets from a 401(k) plan into an IRA at ShareBuilder: Open a Rollover IRA at ShareBuilder (If you have a Roth 401(k), call us at the number below). Print the 401(k) Rollover Instructions form, which includes important instructions for your current 401(k) plan administrator. Contact your plan administrator and request their rollover paperwork. When submitting their paperwork, include the 401(k) Rollover Instructions form to ensure that your assets are handled properly. Roll over a 403(b) or 457(b) Open a Rollover IRA at ShareBuilder. Complete a Rollover Cash or Rollover Securities form, including a notarized signature. Send the form, along with a recent account statement, to: ShareBuilder Securities Corporation Attention: Transfer Dept. P.O. Box 4249 Seattle WA 98194-0249 Transfer an IRA Open an IRA at ShareBuilder. This IRA needs to be the same type (Traditional or Roth) as the one where your assets are currently held. Complete the Transfer of Assets form, including a notarized signature. Send the form, along with a recent account statement, to: ShareBuilder Securities Corporation Attention: Transfer Dept. P.O. Box 4249 Seattle WA 98194-0249

Transfer or roll over into an ING DIRECT IRA for competitive rates on FDIC-insured Savings and CDs Rollover a 401(k), 403(b), or 457(b) To transfer assets from an employee-sponsored retirement plan into an ING DIRECT IRA: If you have not already, Open a Traditional IRA at ING DIRECT (if you have a Roth 401(k), call us at the number above) Contact your plan administrator and complete their direct rollover paperwork. Provide your administrator with the following information: Check should be made out to “ING Bank, fbo [Your Name]” Check should reference your ING DIRECT IRA account number Check should be sent to: ING Bank fsb; P.O. Box 60; St Cloud, MN 56302 Transfer an IRA To transfer assets from an IRA at another firm into an ING DIRECT IRA: If you have not already, Open a Traditional or Roth IRA at ING DIRECT Login to ING DIRECT and go to the “View my Account” page Click on your IRA and select “Plan Maintenance and Forms” Download and complete the “Transfer” form Mail the form to: ING Bank fsb P.O. Box 60 St Cloud, MN 56302